Manager, FCC Risk & Control

Standard Chartered Bank

Standard Chartered Bank is recruiting a Manager, FCC Risk & Control, to be based in Luanda, Angola.
  • Business: Ensure that key changes (to laws, rules, regulations) are communicated and cascaded (in region/country), in coordination with group communications
  • Support relevant stakeholders to make decisions based on current and possible future policies, practices, and trends
  • Keep track of and provide advice to relevant stakeholders on the interpretation and application of regulatory expectations, laws, best practices and policies related to FCC
  • Processes: Develop, keep up to date and recommend for approval by the relevant Risk Committee, appropriate policies/processes/DOIs to address financial crime risks, aligning with relevant regulatory requirements
  • Providing governance and oversight over the implementation of FCC-related policies and procedures in Angola to ensure compliance with such policies and procedures
  • Act as (second line) Risk Control Owner under the Group's Risk Management Framework for those aspects of Regulatory Compliance relating to [AML/Sanctions/ABC], and escalate issues as appropriate
  • People and Talent: Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm
  • Stimulate an environment where forward planning, prioritisation, deadline management and streamlined workflows and collaborative, inclusive yet effective and efficient work practices are the norm
  • Collaborate with training teams to input to training curriculum to support closing of capability gaps
  • Risk Management: Understand technical aspects of systems relevant to CDD, Client Risk Assessments, Name and Transaction Screening, AML Monitoring and Case Management, Global Risk
  • Assessments, Transaction Monitoring, Trade Transactions and List Management
  • Ensure that detection scenarios that are developed and deployed are fit-for-purpose
  • Review and assess existing system and controls relevant to FCC to ascertain operational performance and effectiveness
  • Align/support with the alignment of relevant systems and controls to industry best practice and close out any compliance gaps
  • Apply Group and FCC policies and processes (AML surveillance, client screening, risk assessment) to manage risks
  • Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from investigations
  • Assess risks arising from products/segments/geographies/customers/transactions
  • Inform senior management and relevant regulators of serious regulatory breaches (or where risk tolerances have been breached) and ensure that actions are taken quickly to remediate and/or activities are ceased
  • Conduct a root cause analysis on the control/other failures to ensure lessons are learned across the bank
  • Provide intelligence inputs to support calibration of bank's Risk Methodologies (including aggregate client risk, product risk and country risk assessments)
  • Governance
  • Attend relevant leadership meetings
  • Prepare and cascade lessons learned from audit findings, FCC assurance activities and specific investigations
  • Propose control improvements, enhancements and simplifications where appropriate
  • Support all control checks undertaken by FCC under the Operational Risk Framework (ORF)
  • Collate, analyse and interpret data in reports to senior management and relevant governance/risk committees
  • Analyse and interpret data to produce reports that help the bank identify and manage emerging areas of risk/vulnerability and thus drive remediation action within the FCC function
  • Regulatory & Business conduct: Display exemplary conduct and live by the Group's Values and Code of Conduct
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct
  • Lead the Angola Team to achieve the outcomes set out in the Bank's Conduct Principles: Fair Outcomes for Clients, Effective Operation of Financial Markets, Financial Crime Prevention and The Right Environment
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters
  • Key Stakeholders: Managing and improving relationships and interactions with the following stakeholders: Country CEO, Regional Head of FCC: Southern Africa, Country Head of Compliance, BNA, UIF, CMC
  • Embed Here for good and Group's brand and values in Angola
  • Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures
  • Only short listed applicants will be contacted
How to Apply
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  • Entidade Standard Chartered Bank
  • Local
  • Categoria
  • Tags
  • Publicado 09.02.2018
  • Expira 22.02.2018
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